Our Staff has compiled our research into a database of FINRA Disclosures for Catherine Ann Sheridan. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Ann Sheridan | 1203915 | 8 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Catherine Ann Sheridan | 1203915 | 8 | 07/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Ann Sheridan | 1203915 | 8 | 07/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Ann Sheridan | 1203915 | 8 | 08/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Ann Sheridan | 1203915 | 8 | 04/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Ann Sheridan | 1203915 | 8 | 01/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Catherine Ann Sheridan | 1203915 | 8 | 10/21/2015 | Customer Dispute | Settled | $880,000.00 | $0.00 | See FINRA Report |
| Catherine Ann Sheridan | 1203915 | 8 | 03/24/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |