Our Staff has compiled our research into a database of FINRA Disclosures for Lawrence Nicholas Passaretti. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/05/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/02/2011 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 07/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 03/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 02/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 10/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/22/2003 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 06/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |