Our Staff has compiled our research into a database of FINRA Disclosures for Rick Lyle Phillips. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Lyle Phillips | 1186798 | 5 | 03/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 02/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 01/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 01/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 07/27/2000 | Customer Dispute | Settled | $23,850.00 | $0.00 | See FINRA Report |