Our Staff has compiled our research into a database of FINRA Disclosures for Carol Butler Holm. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Butler Holm | 1178157 | 20 | 04/09/2004 | Customer Dispute | Settled | $300.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 01/13/2004 | Customer Dispute | Settled | $312,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 11/14/2003 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 05/08/2003 | Customer Dispute | Denied | $40,137.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 12/11/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 12/06/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 07/10/2002 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 10/17/2001 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 09/17/2001 | Customer Dispute | Denied | $10,557.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 03/17/2000 | Customer Dispute | Denied | $82,500.00 | $0.00 | See FINRA Report |