Our Staff has compiled our research into a database of FINRA Disclosures for Carol Butler Holm. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Butler Holm | 1178157 | 20 | 05/12/2014 | Customer Dispute | Settled | $197,116.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 08/21/2006 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 08/21/2006 | Customer Dispute | Settled | $220,869.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 06/21/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 04/24/2006 | Customer Dispute | Settled | $72,626.10 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 04/09/2004 | Customer Dispute | Settled | $300.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 01/13/2004 | Customer Dispute | Settled | $312,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 07/10/2002 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 10/17/2001 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |