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FINRA Disclosures for Gregory Arthur Fisher

Our Staff has compiled our research into a database of FINRA Disclosures for Gregory Arthur Fisher. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Arthur Fisher11726072112/22/1994Customer DisputeSettled$465,335.00$0.00See FINRA Report
Gregory Arthur Fisher11726072110/31/1994Customer DisputeSettled$111,785.00$0.00See FINRA Report
Gregory Arthur Fisher11726072109/22/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072112/09/1993Customer DisputeSettled$273,011.00$0.00See FINRA Report
Gregory Arthur Fisher11726072112/07/1993Customer DisputeSettled$86,000.00$0.00See FINRA Report
Gregory Arthur Fisher11726072109/12/1993Customer DisputeSettled$464,000.00$0.00See FINRA Report
Gregory Arthur Fisher11726072108/25/1992RegulatoryFinal$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072107/01/1991Customer DisputeSettled$386,982.00$0.00See FINRA Report
Gregory Arthur Fisher11726072104/22/1991Customer DisputeSettled$280,000.00$0.00See FINRA Report
Gregory Arthur Fisher11726072101/11/1990Employment Separation After Allegations$0.00$0.00See FINRA Report

21 Results

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