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FINRA Disclosures for Marvin Oscar Docken

Our Staff has compiled our research into a database of FINRA Disclosures for Marvin Oscar Docken. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marvin Oscar Docken11593811005/20/2015Customer DisputeSettled$9,000.00$0.00See FINRA Report
Marvin Oscar Docken11593811011/10/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Marvin Oscar Docken11593811008/03/2004Customer DisputeSettled$76,475.00$0.00See FINRA Report
Marvin Oscar Docken11593811001/02/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Marvin Oscar Docken11593811005/16/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Marvin Oscar Docken11593811003/21/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Marvin Oscar Docken11593811006/19/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Marvin Oscar Docken11593811007/16/1990Customer DisputeSettled$0.00$0.00See FINRA Report

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