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FINRA Disclosures for Barry Steven Wheeler

Our Staff has compiled our research into a database of FINRA Disclosures for Barry Steven Wheeler. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Barry Steven Wheeler1157403905/27/2015FinancialFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403905/19/2015FinancialFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403902/25/2004RegulatoryFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403908/06/2003RegulatoryFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403903/29/2001RegulatoryFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403904/22/1999Customer DisputeAward / Judgment$111,000.00$50,000.00See FINRA Report
Barry Steven Wheeler1157403903/15/1996RegulatoryFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403903/10/1994RegulatoryFinal$0.00$0.00See FINRA Report
Barry Steven Wheeler1157403912/28/1990Customer DisputeSettled$129,500.00$0.00See FINRA Report

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