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FINRA Disclosures for Charles Lee Bradley

Our Staff has compiled our research into a database of FINRA Disclosures for Charles Lee Bradley. Search or filter the database to find more about this broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Lee Bradley11571401403/05/2020Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401404/24/2019Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401410/04/2017Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401403/22/2016Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401403/22/2016Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401403/22/2016Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401403/22/2016Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401411/19/2013Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401406/19/2013Judgment / Lien$0.00$0.00See FINRA Report
Charles Lee Bradley11571401410/14/2011Judgment / Lien$0.00$0.00See FINRA Report

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