Our Staff has compiled our research into a database of FINRA Disclosures for William Andrew Wimberly. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Andrew Wimberly | 1157038 | 3 | 04/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Andrew Wimberly | 1157038 | 3 | 08/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William Andrew Wimberly | 1157038 | 3 | 05/26/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |