Our Staff has compiled our research into a database of FINRA Disclosures for Daniel Ray Hartley. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ray Hartley | 1141270 | 8 | 11/06/2018 | Customer Dispute | Settled | $9,057.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 10/04/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 03/22/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 08/05/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 03/13/2012 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 04/12/2008 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 09/14/2004 | Customer Dispute | Settled | $63,650.00 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 03/01/2004 | Customer Dispute | Denied | $53,829.00 | $0.00 | See FINRA Report |