Our Staff has compiled our research into a database of FINRA Disclosures for Douglas Yeke Wing. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Yeke Wing | 1139548 | 9 | 09/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 02/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Yeke Wing | 1139548 | 9 | 02/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Yeke Wing | 1139548 | 9 | 02/02/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Yeke Wing | 1139548 | 9 | 09/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 09/06/2002 | Customer Dispute | Settled | $47,000,000.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 12/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 11/09/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 08/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |