Our Staff has compiled our research into a database of FINRA Disclosures for Mark Jude Ketner. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jude Ketner | 1138522 | 12 | 03/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 10/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jude Ketner | 1138522 | 12 | 01/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jude Ketner | 1138522 | 12 | 04/06/2015 | Customer Dispute | Award / Judgment | $475,000.00 | $199,788.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 08/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jude Ketner | 1138522 | 12 | 07/07/2013 | Customer Dispute | Settled | $394,644.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 12/15/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 12/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jude Ketner | 1138522 | 12 | 05/17/2011 | Customer Dispute | Settled | $40,592.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 08/20/2010 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |