Potomac Analytics' Logo

FINRA Disclosures for William James Barker

Our Staff has compiled our research into a database of FINRA Disclosures for William James Barker. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William James Barker1137398410/07/2020FinancialFinal$0.00$0.00See FINRA Report
William James Barker1137398408/21/2020FinancialFinal$0.00$0.00See FINRA Report
William James Barker1137398408/21/2020FinancialFinal$0.00$0.00See FINRA Report
William James Barker1137398406/23/2020FinancialFinal$0.00$0.00See FINRA Report

4 Results

Display: