Our Staff has compiled our research into a database of FINRA Disclosures for William Jeffrey Carlton. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Jeffrey Carlton | 1132967 | 11 | 02/13/2012 | Customer Dispute | Settled | $461,000.00 | $0.00 | See FINRA Report |