Our Staff has compiled our research into a database of FINRA Disclosures for Robert Boris Hardcastle. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Boris Hardcastle | 1101791 | 11 | 05/11/2015 | Customer Dispute | Denied | $366,000.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 03/27/2015 | Customer Dispute | Denied | $52,577.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 06/16/2014 | Customer Dispute | Denied | $12,768.10 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 06/12/2014 | Customer Dispute | Denied | $48,208.20 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 01/07/2013 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 07/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 07/20/2009 | Customer Dispute | Settled | $8,220.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 03/24/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 11/04/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Robert Boris Hardcastle | 1101791 | 11 | 10/25/2005 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |