Our Staff has compiled our research into a database of FINRA Disclosures for Ricky Alan Mantei. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ricky Alan Mantei | 1098981 | 45 | 12/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ricky Alan Mantei | 1098981 | 45 | 09/13/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |