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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 41-50 out of 80 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728011/28/2016Customer DisputeSettled$97,333.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/14/2016Customer DisputeSettled$315,668.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/22/2016Customer DisputeSettled$411,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/06/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728006/27/2016Customer DisputeSettled$15,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/17/2016Customer DisputeSettled$50,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/16/2016Customer DisputeSettled$236,816.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/11/2016Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728003/01/2016Customer DisputeSettled$1,854,190,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/08/2016Customer DisputeSettled$5,000,000.00$0.00See FINRA Report

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