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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 41-50 out of 76 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728006/27/2016Customer DisputeSettled$15,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/17/2016Customer DisputeSettled$50,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/16/2016Customer DisputeSettled$236,816.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/11/2016Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728003/01/2016Customer DisputeSettled$1,854,190,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/08/2016Customer DisputeSettled$5,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728001/21/2016Customer DisputeSettled$1,453,250.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/09/2015Customer DisputeSettled$244,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/25/2015Customer DisputeSettled$500,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/09/2015Customer DisputeSettled$1,769,000.00$0.00See FINRA Report

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