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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 31-40 out of 76 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728010/10/2017Customer DisputeSettled$500,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728008/16/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/13/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728004/21/2017Customer DisputeSettled$2,300,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728004/19/2017Customer DisputeSettled$600,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/28/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/28/2016Customer DisputeSettled$97,333.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/14/2016Customer DisputeSettled$315,668.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/22/2016Customer DisputeSettled$411,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/06/2016Customer DisputeSettled$0.00$0.00See FINRA Report

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