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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 21-30 out of 76 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728004/11/2018Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728003/15/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/07/2018Customer DisputeSettled$2,134,460.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/06/2018Customer DisputeSettled$173,692.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/05/2018Customer DisputeSettled$202,738.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728001/25/2018Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728012/07/2017Customer DisputeSettled$260,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/16/2017Customer DisputeSettled$164,395.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/06/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/06/2017Customer DisputeSettled$182,133.00$0.00See FINRA Report

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