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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 71-80 out of 80 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728008/22/2014Customer DisputeSettled$159,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728008/07/2014Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/07/2014Customer DisputeSettled$1,289,140.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728006/16/2014Customer DisputeSettled$300,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/05/2014Customer DisputeSettled$675,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728004/14/2014Customer DisputeSettled$3,276,770.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728004/01/2014Customer DisputeSettled$300,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728003/14/2014Customer DisputeSettled$2,470,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728012/09/2013Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/28/2005Customer DisputeSettled$1,308,660.00$0.00See FINRA Report

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