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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 61-70 out of 80 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728006/29/2015Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728004/21/2015Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/19/2015Customer DisputeSettled$500,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/02/2015Customer DisputeSettled$500,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728001/29/2015Customer DisputeSettled$300,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/12/2014Customer DisputeSettled$350,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/10/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728010/16/2014Customer DisputeSettled$1,172,080.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728010/01/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/11/2014Customer DisputeSettled$165,270.00$0.00See FINRA Report

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