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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 80 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728001/15/2019Customer DisputeSettled$1,300,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728012/27/2018Customer DisputeSettled$450,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728011/09/2018Customer DisputeSettled$3,107,380.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728010/02/2018Customer DisputeSettled$722,423.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/25/2018Customer DisputeSettled$550,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728007/24/2018Customer DisputeSettled$275,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728006/27/2018Customer DisputeSettled$353,557.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728006/11/2018Customer DisputeSettled$2,600,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/25/2018Customer DisputeSettled$233,512.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728005/10/2018Customer DisputeSettled$825,151.00$0.00See FINRA Report

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