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FINRA Disclosures for Paul Lawrence Fowler

Our Staff has compiled our research into a database of FINRA Disclosures for Paul Lawrence Fowler. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Lawrence Fowler1092715612/23/2020RegulatoryFinal$0.00$0.00See FINRA Report
Paul Lawrence Fowler1092715602/14/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Paul Lawrence Fowler1092715605/28/2003Customer DisputeSettled$357,000.00$0.00See FINRA Report
Paul Lawrence Fowler1092715607/06/2001Customer DisputeSettled$70,000.00$0.00See FINRA Report
Paul Lawrence Fowler1092715602/22/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Paul Lawrence Fowler1092715607/24/1991CriminalFinal Disposition$0.00$0.00See FINRA Report

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