Our Staff has compiled our research into a database of FINRA Disclosures for Kenneth Rodger Bolton. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Rodger Bolton | 1086678 | 12 | 01/21/2015 | Customer Dispute | Settled | $413,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 05/16/2014 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 12/21/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 09/09/2009 | Customer Dispute | Closed-No Action | $3,400,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 06/01/2005 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 09/20/1994 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 07/05/1994 | Customer Dispute | Award / Judgment | $90,000.00 | $5,000.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 11/19/1991 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 07/12/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Rodger Bolton | 1086678 | 12 | 07/20/1988 | Customer Dispute | Settled | $22,138.20 | $0.00 | See FINRA Report |