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FINRA Disclosures for Gilbert Anthony Kuta

Our Staff has compiled our research into a database of FINRA Disclosures for Gilbert Anthony Kuta. Search or filter the database to find more about this broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gilbert Anthony Kuta10840751606/24/2024Customer DisputePending$135,000.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751605/12/2024Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751603/12/2024Customer DisputeSettled$0.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751607/27/2021RegulatoryFinal$0.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751612/27/2016Customer DisputeDenied$60,000.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751601/31/2014Customer DisputeSettled$91,567.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751605/06/2011Customer DisputeSettled$600,000.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751604/16/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751611/24/2008Customer DisputeDenied$250,000.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751604/04/2007Customer DisputeSettled$175,000.00$0.00See FINRA Report

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