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FINRA Disclosures for Thomas Vantine Hart

Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Vantine Hart. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Vantine Hart1082981910/14/2003Customer DisputeSettled$20,000.00$0.00See FINRA Report
Thomas Vantine Hart1082981907/29/2003Customer DisputeSettled$648,208.00$0.00See FINRA Report
Thomas Vantine Hart1082981905/19/2003Customer DisputeSettled$252,140.00$0.00See FINRA Report
Thomas Vantine Hart1082981904/18/2002Customer DisputeSettled$154,000.00$0.00See FINRA Report
Thomas Vantine Hart1082981907/05/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
Thomas Vantine Hart1082981905/04/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Vantine Hart1082981909/15/1999Customer DisputeSettled$100,000.00$0.00See FINRA Report
Thomas Vantine Hart1082981902/06/1995Customer DisputeSettled$10,000.00$0.00See FINRA Report
Thomas Vantine Hart1082981906/20/1990Customer DisputeSettled$125,000.00$0.00See FINRA Report

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