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FINRA Disclosures for Richard Allen Frueh

Our Staff has compiled our research into a database of FINRA Disclosures for Richard Allen Frueh. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Allen Frueh10717151206/23/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Richard Allen Frueh10717151211/01/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Richard Allen Frueh10717151209/19/2013Customer DisputeSettled$500,000.00$0.00See FINRA Report
Richard Allen Frueh10717151202/25/2013Customer DisputeSettled$6,000,000.00$0.00See FINRA Report
Richard Allen Frueh10717151201/25/2011Customer DisputeSettled$300,000.00$0.00See FINRA Report
Richard Allen Frueh10717151201/25/2011Customer DisputeSettled$330,000.00$0.00See FINRA Report
Richard Allen Frueh10717151201/25/2011Customer DisputeSettled$1,145,000.00$0.00See FINRA Report
Richard Allen Frueh10717151201/25/2011Customer DisputeSettled$1,842,000.00$0.00See FINRA Report
Richard Allen Frueh10717151204/05/2010Customer DisputeSettled$1,395,000.00$0.00See FINRA Report

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