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FINRA Disclosures for Bruce Anthony Lefavi

Our Staff has compiled our research into a database of FINRA Disclosures for Bruce Anthony Lefavi. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bruce Anthony Lefavi1064893610/21/2014Customer DisputeSettled$75,315.30$0.00See FINRA Report
Bruce Anthony Lefavi1064893607/07/2014RegulatoryFinal$0.00$0.00See FINRA Report
Bruce Anthony Lefavi1064893601/26/2012Customer DisputeClosed-No Action$15,000.00$15,000.00See FINRA Report
Bruce Anthony Lefavi1064893605/18/2004Customer DisputeClosed-No Action$131,486.00$0.00See FINRA Report
Bruce Anthony Lefavi1064893607/14/2003Customer DisputeSettled$10,000.00$0.00See FINRA Report
Bruce Anthony Lefavi1064893607/31/2001Customer DisputeClosed-No Action$35,000.00$0.00See FINRA Report

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