Our Staff has compiled our research into a database of FINRA Disclosures for Bruce Anthony Lefavi. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Anthony Lefavi | 1064893 | 6 | 10/21/2014 | Customer Dispute | Settled | $75,315.30 | $0.00 | See FINRA Report |
Bruce Anthony Lefavi | 1064893 | 6 | 07/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Anthony Lefavi | 1064893 | 6 | 01/26/2012 | Customer Dispute | Closed-No Action | $15,000.00 | $15,000.00 | See FINRA Report |
Bruce Anthony Lefavi | 1064893 | 6 | 05/18/2004 | Customer Dispute | Closed-No Action | $131,486.00 | $0.00 | See FINRA Report |
Bruce Anthony Lefavi | 1064893 | 6 | 07/14/2003 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Bruce Anthony Lefavi | 1064893 | 6 | 07/31/2001 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |