Our Staff has compiled our research into a database of FINRA Disclosures for William Dale Dobbs. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dale Dobbs | 1064156 | 17 | 01/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 01/05/2010 | Customer Dispute | Denied | $15,989.30 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 12/11/2009 | Customer Dispute | Denied | $16,856.60 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 01/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 12/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 06/05/2003 | Customer Dispute | Closed-No Action | $97,918.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 05/16/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |