Our Staff has compiled our research into a database of FINRA Disclosures for Wayne Alexander Dawson. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wayne Alexander Dawson | 1063449 | 2 | 04/29/2003 | Customer Dispute | Settled | $162,000.00 | $0.00 | See FINRA Report |
Wayne Alexander Dawson | 1063449 | 2 | 05/07/2002 | Customer Dispute | Denied | $67,857.60 | $0.00 | See FINRA Report |