Our Staff has compiled our research into a database of FINRA Disclosures for Thad Fredrick Proctor. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thad Fredrick Proctor | 1063355 | 19 | 11/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 08/20/2001 | Customer Dispute | Closed-No Action | $5,650.34 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 07/07/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 07/07/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 12/02/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 11/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 10/28/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 10/23/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 05/24/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |