Our Staff has compiled our research into a database of FINRA Disclosures for Gerald James Ohalloran. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald James Ohalloran | 1056697 | 15 | 06/24/2024 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 07/05/2022 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 10/20/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 01/16/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 06/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 08/02/2016 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 10/27/2011 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 10/16/2006 | Customer Dispute | Award / Judgment | $64,193.00 | $76,565.10 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 05/05/2000 | Customer Dispute | Settled | $8,646.30 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 05/05/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |