Our Staff has compiled our research into a database of FINRA Disclosures for Albert S Humphrey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 08/04/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 06/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Albert S Humphrey | 1036349 | 18 | 03/17/1993 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 06/16/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 06/04/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 05/22/1992 | Customer Dispute | Award / Judgment | $500,000.00 | $318,367.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 09/27/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 07/19/1989 | Customer Dispute | Award / Judgment | $56,119.00 | $44,926.20 | See FINRA Report |