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FINRA Disclosures for William Dudley Gross

Our Staff has compiled our research into a database of FINRA Disclosures for William Dudley Gross. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Dudley Gross10324052206/25/2008Customer DisputeSettled$5,000,000.00$0.00See FINRA Report
William Dudley Gross10324052206/25/2008Customer DisputeSettled$500,000.00$0.00See FINRA Report
William Dudley Gross10324052209/12/2007Customer DisputeSettled$142,000.00$0.00See FINRA Report
William Dudley Gross10324052208/15/2007Customer DisputeSettled$8,000,000.00$0.00See FINRA Report
William Dudley Gross10324052207/25/2007Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
William Dudley Gross10324052205/15/2007Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
William Dudley Gross10324052205/08/2007Customer DisputeSettled$500,000.00$0.00See FINRA Report
William Dudley Gross10324052205/05/2007Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
William Dudley Gross10324052205/03/2007Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
William Dudley Gross10324052204/05/2007Customer DisputeSettled$500,000.00$0.00See FINRA Report

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