Our Staff has compiled our research into a database of FINRA Disclosures for David Michael Sherwood. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Sherwood | 1024893 | 14 | 05/31/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 14 | 01/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Sherwood | 1024893 | 14 | 01/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 14 | 12/11/1992 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |