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FINRA Disclosures for David Michael Sherwood

Our Staff has compiled our research into a database of FINRA Disclosures for David Michael Sherwood. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Michael Sherwood10248931412/23/2005Customer DisputeSettled$200,000.00$0.00See FINRA Report
David Michael Sherwood10248931409/02/2003Customer DisputeSettled$262,614.00$0.00See FINRA Report
David Michael Sherwood10248931408/26/2003Customer DisputeSettled$100,000.00$0.00See FINRA Report
David Michael Sherwood10248931405/12/2003Customer DisputeSettled$300,000.00$0.00See FINRA Report
David Michael Sherwood10248931409/10/2002Customer DisputeSettled$0.00$0.00See FINRA Report
David Michael Sherwood10248931401/14/2002Customer DisputeSettled$720,000.00$0.00See FINRA Report
David Michael Sherwood10248931410/08/2001Customer DisputeSettled$130,319.00$0.00See FINRA Report
David Michael Sherwood10248931405/31/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
David Michael Sherwood10248931412/11/1992Customer DisputeSettled$158,000.00$0.00See FINRA Report

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