Our Staff has compiled our research into a database of FINRA Disclosures for Steven Francis O'Brien. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Francis O'Brien | 1024861 | 7 | 10/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis O'Brien | 1024861 | 7 | 11/25/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis O'Brien | 1024861 | 7 | 11/25/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis O'Brien | 1024861 | 7 | 11/25/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis O'Brien | 1024861 | 7 | 04/19/2000 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Steven Francis O'Brien | 1024861 | 7 | 04/13/2000 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Steven Francis O'Brien | 1024861 | 7 | 07/26/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |