Our Staff has compiled our research into a database of FINRA Disclosures for Thomas William Harris. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas William Harris | 1019582 | 2 | 03/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas William Harris | 1019582 | 2 | 10/02/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |