Our Staff has compiled our research into a database of FINRA Disclosures for Sterling Richard Smith. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sterling Richard Smith | 1008425 | 39 | 04/03/1995 | Customer Dispute | Settled | $52,610.20 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 04/03/1995 | Customer Dispute | Settled | $152,950.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 03/16/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 03/09/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 03/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 03/03/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 03/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 07/22/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 02/16/1994 | Customer Dispute | Settled | $817,749.00 | $0.00 | See FINRA Report |