Our Staff has compiled our research into a database of FINRA Disclosures for Sterling Richard Smith. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sterling Richard Smith | 1008425 | 39 | 06/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 06/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 06/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 06/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 06/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 05/19/1995 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 05/10/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 05/10/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 05/10/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling Richard Smith | 1008425 | 39 | 04/26/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |