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FINRA Disclosures for David Dixon Lewis

Our Staff has compiled our research into a database of FINRA Disclosures for David Dixon Lewis. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Dixon Lewis10046611202/06/2013Customer DisputeSettled$1,100,000.00$0.00See FINRA Report
David Dixon Lewis10046611203/05/2012Customer DisputeSettled$4,457,450.00$0.00See FINRA Report
David Dixon Lewis10046611202/24/2012Customer DisputeSettled$5,000,000.00$0.00See FINRA Report

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