Our Staff has compiled our research into a database of FINRA Disclosures for Scott Vincent Kaup. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Vincent Kaup | 1002907 | 5 | 01/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Vincent Kaup | 1002907 | 5 | 11/16/2020 | Customer Dispute | Settled | $665,000.00 | $0.00 | See FINRA Report |
| Scott Vincent Kaup | 1002907 | 5 | 02/14/2019 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Scott Vincent Kaup | 1002907 | 5 | 07/13/2018 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See FINRA Report |
| Scott Vincent Kaup | 1002907 | 5 | 04/25/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |