07-03084 | 04/17/2008 | Claimant(s): Lee Tower Claimant Lawyers(s): Lee W Tower Respondent(s): Aldo Lozano, Wachovia Securities, David Altshuler, Mark Panfil Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Mark S. Priver Hearing Site: Los Angeles, CA
| | $213 |
07-01821 | 04/16/2008 | Claimant(s): Dawne Ferland Claimant Lawyers(s): Theresa M. Mohan Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Bill Swinford, Christy C. Walker, Debora A. Caley Hearing Site: Cincinnati, OH
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07-03178 | 04/16/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): David Pool Respondent Lawyers(s): David Pool Arbitrator(s): Keith E. Mattern Hearing Site: St. Louis, MO
| | $0 |
07-03180 | 04/16/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Joshua Levine Respondent Lawyers(s): Joshua Levine Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ
| | $0 |
07-03181 | 04/16/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Alan Levande Respondent Lawyers(s): Alan Levande Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
| | $0 |
07-03191 | 04/16/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Tony Cheng Respondent Lawyers(s): Tony Cheng Arbitrator(s): Paul D. Gutierrez Hearing Site: San Francisco, CA
| | $0 |
07-01361 | 04/15/2008 | Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br Claimant Lawyers(s): Leah O. Taylor Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull Hearing Site: Birmingham, AL
| | $36,917 |
07-00688 | 04/15/2008 | Claimant(s): Carl Spradlin, Joy Spradlin, Carl Spradlin RO IRA, Joy Spradlin RO IRA, Spradlin Living Trust DTD 4/2/01 Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Associated Securities Corp. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Douglas E. DeTata, Dean J. Dietrich, James Philip Barber Hearing Site: Reno, NV
| | $0 |
07-00925 | 04/15/2008 | Claimant(s): Jodi Whitehead Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Mark T. Burnam, Stanley Seidman, Alfred L. Simon Hearing Site: Boca Raton, FL
| | $0 |
07-02834 | 04/15/2008 | Claimant(s): Robert R. and Delores J. Gehrking Claimant Lawyers(s): Robert R. Gehrking Respondent(s): Piper Jaffray & Co., William Pritchard Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): P. J. Boylan Hearing Site: Milwaukee, WI
| | $213 |