FINRA Awards for Charles Schwab & Co..

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 191-200 out of 522 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00930	10/19/2017	Claimant(s): Ginji Wang Claimant Lawyers(s): Grant M. Lally Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Francis Carling Hearing Site: New York, NY		$0
17-01170	10/10/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Bruce B. Johnson Respondent(s): Peter Klinbuakeo Respondent Lawyers(s): Peter S. Klinbuakeo Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA		$0
15-01596	09/28/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amilka Delgado Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt Hearing Site: Orlando, FL
16-00489	09/27/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R Greco Respondent(s): Daniel Picinich Respondent Lawyers(s): Clinton Marrs Arbitrator(s): Dale A. Pope, Laura A. Kaster, Andrea Lee Wilson Hearing Site: Philadelphia, PA
16-01550	06/19/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Adam A. Brown Respondent(s): Edison Noboa Respondent Lawyers(s): Jonathan Schwartz Arbitrator(s): Victoria E. Johnson, Thomas R. Watkins, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
16-02491	05/04/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Monica Garcia Respondent Lawyers(s): Everardo B. Garcia Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX		$0
16-01208	04/27/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): John F. Marsh Respondent(s): J.P. Morgan Securities, Qamil Dervishi Respondent Lawyers(s): Jeffrey B. Greenspan Arbitrator(s): Michael F. Jordan, Howard Z. Gopman, Steven M. Bylina Hearing Site: Chicago, IL
15-02786	04/25/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Curtis Lamb Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): George J. Karlsven, Edward Allan Hindman, Paul A. Cash Hearing Site: Salt Lake City, UT
14-02887	03/24/2017	Claimant(s): Sarah Harmon Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Robert T. Allen Hearing Site: Raleigh, NC		$0
16-01298	03/13/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D Berg Respondent(s): Anthony Altieri Respondent Lawyers(s): Anthony Altieri Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ		Stipulated Award