Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02548 | 07/16/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Gilbert Serota Respondent(s): Ki Ham Respondent Lawyers(s): Roger D. Mellem Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, William P. Bergsten Hearing Site: Seattle, WA |  | $0 |
| 18-01976 | 06/20/2019 | Claimant(s): Zephyr Fund Claimant Lawyers(s): Rod Holder Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph Siders Arbitrator(s): Jeffry L. Perlman, Kelli J. Jareaux, David Paul Clark Hearing Site: Washington, DC | | $12,800 |
| 18-02763 | 06/18/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Syed Ali Respondent Lawyers(s): Syed Ali Arbitrator(s): Elizabeth C. Simon Hearing Site: Chicago, IL | | $0 |
| 18-02195 | 06/14/2019 | Claimant(s): David Strickland Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Lewis Vastine Stabler, Samuel Appel, Debra Black Leo Hearing Site: Birmingham, AL | | $153,068 |
| 18-02676 | 06/13/2019 | Claimant(s): Nathaniel Barnhart Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Larry Edmonson Hearing Site: Phoenix, AZ | ||
| 18-02764 | 06/10/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Garrett R. Wynne Respondent(s): Yujian Gao Respondent Lawyers(s): Yujian Gao Arbitrator(s): Ann C. Northern, Rory M. McLaughlin, Justin T Kelton Hearing Site: New York, NY | | $0 |
| 18-02124 | 06/04/2019 | Claimant(s): Larry Geller Claimant Lawyers(s): Larry S. Geller Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $0 |
| 18-01513 | 05/09/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Joseph L Siders Respondent(s): Thomas Sanduski Respondent Lawyers(s): Thomas J. Sanduski Arbitrator(s): Larry Edmonson, Sheila Grinell, Roger A. Geddes Hearing Site: Las Vegas, NV | | $0 |
| 18-01469 | 04/29/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Garrett R. Wynne Respondent(s): Jay Hu Respondent Lawyers(s): Jay Z Hu Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell Hearing Site: Las Vegas, NV | | $374,735 |
| 18-00330 | 04/19/2019 | Claimant(s): The Jean Saunders Trust, The Stephen Saunders Trust Claimant Lawyers(s): Stefan Apotheker Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Linda M. Foster-Wells, Sonja Shuford, Lisa Jane Austein Hearing Site: Boca Raton, FL | | Expungement |