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FINRA Awards for Carolyn Guy

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0071311/21/2007Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Donald Relyea
Respondent Lawyers(s): Donald H. Relyea
Arbitrator(s): Henry Hermann, Ronald G. Johnson, Terry Landry
Hearing Site: Dallas, TX

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