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FINRA Awards for James Day

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0560002/25/2010Claimant(s): Bruce Brookshire
Claimant Lawyers(s): Bruce C. Brookshire
Respondent(s): George Hamby, James Day, Capitol Securities Management.
Respondent Lawyers(s): Janet K. DeCosta
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
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