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FINRA Awards for Hector Mercado

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0302509/25/2014Claimant(s): Cesar Irizarry
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Hector Mercado, UBS Financial Services Inc. of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
Checkmark IconExpungement

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